Compliance Specialists
Specialized expertise delivering proven results across European financial regulations.
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Streamlines customer onboarding, verifies identities, and ensures ongoing compliance with due diligence requirements.
Role & Mission
Transforms customer onboarding from compliance burden into competitive advantage. Ensures every customer relationship meets regulatory standards while maintaining smooth user experience.
Regulatory Focus
4th, 5th & 6th EU AML Directives (Customer Due Diligence requirements)
Beneficial Ownership Directive
PEP (Politically Exposed Persons) regulations
National KYC implementation standards across EU jurisdictions
Core Capabilities
Automated customer risk assessment and profiling
Digital identity verification and document validation
Beneficial ownership identification and mapping
PEP screening and adverse media monitoring
Enhanced due diligence for high-risk customers
Ongoing customer monitoring and profile updates
Technical Features:
Customer Risk Assessment Engine (primary owner)
Digital Identity Verification System (primary owner)
Beneficial Ownership Mapping Tool (primary owner)
PEP & Adverse Media Screening (primary owner)
Ongoing Due Diligence Monitor (primary owner)
Why Choose Sophia?
She accelerates customer onboarding while ensuring every relationship meets regulatory standards—reducing compliance risk without sacrificing customer experience